Dan has held several senior compliance roles at various IIROC dealers. He has 30 years’ experience in the Canadian Securities Industry and has held Chief Compliance Officer roles at some of Canada’s leading financial services firms. He has been a member on several industry committees including the CCLS Executive Committee and IIROC’s Ontario District Council.

Dan is a frequent speaker at industry conferences and a Professor and guest lecturer at Seneca College in their business program. He  also runs a consulting firm, DDB Compliance Services.